Research Design: Experimental Research
23 Interpreting the Results of a Factorial Experiment
Graphing the Results of Factorial Experiments
The results of factorial experiments with two independent variables can be graphed by representing one independent variable on the x-axis and representing the other by using different colored bars or lines. (The y-axis is always reserved for the dependent variable.) Figure 23.1 shows results for two hypothetical factorial experiments. The top panel shows the results of a 2 × 2 design. Time of day (day vs. night) is represented by different locations on the x-axis, and cell phone use (no vs. yes) is represented by different-colored bars. (It would also be possible to represent cell phone use on the x-axis and time of day as different-colored bars. The choice comes down to which way seems to communicate the results most clearly.) The bottom panel of Figure 23.1 shows the results of a 4 × 2 design in which one of the variables is quantitative. This variable, psychotherapy length, is represented along the x-axis, and the other variable (psychotherapy type) is represented by differently formatted lines. This is a line graph rather than a bar graph because the variable on the x-axis is quantitative with a small number of distinct levels. Line graphs are also appropriate when representing measurements made over a time interval (also referred to as time series information) on the x-axis.
Main Effects
In factorial designs, there are three kinds of results that are of interest: main effects, interaction effects, and simple effects. A main effect is the effect of one independent variable on the dependent variable—averaging across the levels of the other independent variable. Thus there is one main effect to consider for each independent variable in the study. The top panel of Figure 23.1 shows a main effect of cell phone use because driving performance was better, on average, when participants were not using cell phones than when they were. The blue bars are, on average, higher than the red bars. It also shows a main effect of time of day because driving performance was better during the day than during the night—both when participants were using cell phones and when they were not. Main effects are independent of each other in the sense that whether or not there is a main effect of one independent variable says nothing about whether or not there is a main effect of the other. The bottom panel of Figure 23.1, for example, shows a clear main effect of psychotherapy length. The longer the psychotherapy, the better it worked.
Interactions
There is an interaction effect (also called moderation) when the effect of one independent variable depends on the level of another. Although this might seem complicated, you already have an intuitive understanding of interactions. As an everyday example, assume your friend asks you to go to a movie with another friend. Your response to her is, “well it depends on which movie you are going to see and who else is coming.” You really want to see the big blockbuster summer hit but have little interest in seeing the cheesy romantic comedy. In other words, there is a main effect of type of movie on your decision. If your decision to go to see either of these movies further depends on who she is bringing with her then there is an interaction. For instance, if you will go to see the cheesy romantic comedy if she brings a friend you want to get to know better, but you will not go to this movie if she brings anyone else, then there is an interaction. To give another example: the effect of the amount of advertising for a certain product might depend on the characteristics of the ad itself: if it’s a memorable ad, then advertising might have a stronger effect on sales than when the ad is not memorable. Similarly, if the ad concerns a product that customers don’t need, advertising might have a very limited effect compared to advertising for a product that customers actually want to purchase.
Types of Interactions
The effect of one independent variable can depend on the level of the other in several different ways. First, there can be spreading interactions. Examples of spreading interactions are shown in the top two panels of Figure 23.2 below. In the top panel, independent variable “B” has an effect at level 1 of independent variable “A” (there is a difference in the height of the blue and red bars on the left side of the graph) but no effect at level 2 of independent variable “A.” (there is no difference in the height of the blue and red bars on the right side of the graph). In the middle panel, independent variable “B” has a stronger effect at level 1 of independent variable “A” than at level 2 (there is a larger difference in the height of the blue and red bars on the left side of the graph and a smaller difference in the height of the blue and red bars on the right side of the graph). This is like the hypothetical driving example where there was a strong effect of using a cell phone at night and a weaker effect of using a cell phone during the day. So to summarize, for spreading interactions there is an effect of one independent variable at one level of the other independent variable and there is either a weak effect or no effect of that independent variable at the other level of the other independent variable.
The second type of interaction that can be found is a cross-over interaction. A cross-over interaction is depicted in the bottom panel of Figure 23.2, independent variable “B” again has an effect at both levels of independent variable “A,” but the effects are in opposite directions. Another example of a crossover interaction comes from a study by Kathy Gilliland on the effect of caffeine on the verbal test scores of introverts and extraverts (Gilliland, 1980)[1]. Introverts perform better than extraverts when they have not ingested any caffeine. But extraverts perform better than introverts when they have ingested 4 mg of caffeine per kilogram of body weight.
Figure 23.3 below shows examples of these same kinds of interactions when one of the independent variables is quantitative and the results are plotted in a line graph. Note that the top two figures depict the two kinds of spreading interactions that can be found while the bottom figure depicts a crossover interaction (the two lines literally “cross over” each other).
Simple Effects
When researchers find an interaction it suggests that the main effects may be a bit misleading. Think of the example of a crossover interaction where introverts were found to perform better on a test of verbal test performance than extraverts when they had not ingested any caffeine, but extraverts were found to perform better than introverts when they had ingested 4 mg of caffeine per kilogram of body weight. To examine the main effect of caffeine consumption, the researchers would have averaged across introversion and extraversion and simply looked at whether overall those who ingested caffeine had better or worse verbal memory test performance. Because the positive effect of caffeine on extraverts would be wiped out by the negative effects of caffeine on the introverts, no main effect of caffeine consumption would have been found. Similarly, to examine the main effect of personality, the researchers would have averaged across the levels of the caffeine variable to look at the effects of personality (introversion vs. extraversion) independent of caffeine. In this case, the positive effects extraversion in the caffeine condition would be wiped out by the negative effects of extraversion in the no caffeine condition.
Does the absence of any main effects mean that there is no effect of caffeine and no effect of personality? No of course not. The presence of the interaction indicates that the story is more complicated, that the effects of caffeine on verbal test performance depend on personality. This is where simple effects come into play. Simple effects are a way of breaking down the interaction to figure out precisely what is going on. An interaction simply informs us that the effects of at least one independent variable depend on the level of another independent variable. Whenever an interaction is detected, researchers need to conduct additional analyses to determine where that interaction is coming from. Of course one may be able to visualize and interpret the interaction on a graph, but a simple effects analysis provides researchers with a more sophisticated means of breaking down the interaction. Specifically, a simple effects analysis allows researchers to determine the effects of each independent variable at each level of the other independent variable. So while the researchers would average across the two levels of the personality variable to examine the effects of caffeine on verbal test performance in a main effects analysis, for a simple effects analysis the researchers would examine the effects of caffeine in introverts and then examine the effects of caffeine in extraverts. As we saw previously, the researchers also examined the effects of personality in the no caffeine condition and found that in this condition introverts performed better than extraverts. Finally, they examined the effects of personality in the caffeine condition and found that extraverts performed better than introverts in this condition. For a 2 x 2 design like this, there will be two main effects the researchers can explore and four simple effects.
As described previously, Brown and colleagues found an interaction between type of words (health related or not health related) and hypochondriasis (high or low) on word recall. To break down this interaction using simple effects analyses they examined the effect of hypochondriasis at each level of word type. Specifically, they examined the effect of hypochondriasis on recall of health-related words and then they subsequently examined the effect of hypochondriasis on recall of non-health related words. They found that people high in hypochondriasis were able to recall more health-related words than people low in hypochondriasis. In contrast, there was no effect of hypochondriasis on the recall of non-health related words.
Once again examining simple effects provides a means of breaking down the interaction and therefore it is only necessary to conduct these analyses when an interaction is present. When there is no interaction then the main effects will tell the complete and accurate story. To summarize, rather than averaging across the levels of the other independent variable, as is done in a main effects analysis, simple effects analyses are used to examine the effects of each independent variable at each level of the other independent variable(s). So a researcher using a 2×2 design with four conditions would need to look at 2 main effects and 4 simple effects. A researcher using a 2×3 design with six conditions would need to look at 2 main effects and 5 simple effects, while a researcher using a 3×3 design with nine conditions would need to look at 2 main effects and 6 simple effects. As you can see, while the number of main effects depends simply on the number of independent variables included (one main effect can be explored for each independent variable), the number of simple effects analyses depends on the number of levels of the independent variables (because a separate analysis of each independent variable is conducted at each level of the other independent variable).
- Gilliland, K. (1980). The interactive effect of introversion-extraversion with caffeine induced arousal on verbal performance. Journal of Research in Personality, 14, 482–492. ↵